has specified in its scheme the real estate to be acquired pursuant to the Notification of the Office governing rules, conditions and procedures for establishment and management of property funds; (8
securities business in the category of private fund management; (7) “Specified property fund” means any mutual fund which has specified in its scheme the real estate to be acquired pursuant to the Notification
complies with the specified purposes or the purposes permissible by law only. In the case where it is required by law that your consent must first be obtained, the SEC Office shall request your consent. In
Office complies with the specified purposes or the purposes permissible by law only. In the case where it is required by law that your consent must first be obtained, the SEC Office shall request your
all offenders in this case were impleaded according to the evidence obtained from investigation process. “The SEC has taken actions according to the authority under the SEA and collaborated with
obtained unlawful gains for themselves or another person which caused damage to GSC or others obtained benefit. In this regard, they jointly decided, approved, or ordered GSC to grant 7 loans to Asia Capital
Supervisory Board after he acquired or disposed NOBLE shares between January 11, 2013 and September 4, 2014 so that the acquisition or disposal of such shares caused his aggregate holding of NOBLE shares held
Mr. Pete Bodharamik On September 19, 2016, Mr. Pete Bodharamik (“Mr. Pete”) acquired shares of Jasmine International Public Company Limited (“JAS”) which caused his aggregated holdings of JAS
Mr. Surachai Suwanthanakul On 16 February, 2015, Mr. Surachai Suwanthanakul acquired shares of TAPACO Public Company Limited (TAPAC) by himself and through others, causing his aggregate shareholding