the facts which should have been disclosed in the factsheets of the company’s corporate bond offering. Such actions are considered acting in the manner that dishonestly deceives the public to obtain
roles and conduct; any penalties already imposed; the extent of damages or benefits resulting from the actions; any corrective measures or other actions that either support or hinder the SEC’s proceedings
used for the benefits of such TUCC executives. The actions of Yongyuth, Vacharee, Suchit, Nitaya and Suttirat to jointly proceed for TUCC to make false records on the purchase of black steel from eight
, the SEC will file a criminal complaint for further legal proceedings. Due to his misconduct, {A} is deemed to have prohibited characteristics of capital market personnel as specified in the
operations, and investments by holders of securities in the issuer, in a section headed "Risk Factors". The issuer is encouraged, but not required, to list the risk factors in the order of their priority to
imprisonment and fine penalty. In case of an act liable to violation of other laws, SEC will cooperate with relevant agencies for further proceedings. ________________________
other laws, SEC will cooperate with relevant agencies for further proceedings. -------------------------------
complainants, namely (1) the initial clarification and related documents gathering phase, (2) the case consideration phase, and (3) legal proceedings phase. This complaint handling improvement aims to give more
, SEC will cooperate with the relevant agencies for further proceedings. ---------------------------------
, SEC will cooperate with the relevant agencies for further proceedings. ___________________________