from holding the positions of director and executive of any securities issuing company or listed company as long as he is subject to the complaint and legal action. In any case, filing a criminal
months. ?Investor contacts must maintain trustworthiness and integrity in the profession. They must strictly comply with the regulations. The SEC will not tolerate, and will take legal action against
Criminal Court sentenced the accused to pay a total fine of Baht 337,000 and a further fine of Baht 200 each day starting from the next day of prosecution date until the company so complies. Since the
affected during 9 January - 28 February 2013. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.243(1)(2) in conjunction with 244 and Section 83 of the Penal
public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.243(1)(2) in conjunction with 244 and Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry
prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.243(1)(2) in conjunction with 244 and Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 18
allowing the trading account to be used for the YCI transaction in exchange for compensation. The public prosecutor issued a non-prosecution order. The case was final. SEC Act S.243(1) in conjunction
and receive allocated shares for patrons of such companies. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.311, Section 315 and Section 89/7 in conjunction
allocated shares for patrons of such companies. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.311, Section 315 and Section 89/7 in conjunction with Section 86