-based lines of credit (SBLOC), explaining the SBLOC structures, considerations before taking out an SBLOC, and outlining the guidelines for disclosing information on SBLOC transactions outside regulatory

trading orders at the amount of decimal units of DR or based on the amount of money. This will provide more convenience for general investors to diversify their investment in foreign countries with a little

การดูแลผู้ลงทุน ณ สำนักงาน ก.ล.ต. เมื่อวันที่ 18 พฤศจิกายน 2563 นอกจากนี้ ที่ประชุมยังมีการหารือเกี่ยวกับเสถียรภาพระบบการเงินในส่วนของ market-based finance ที่ IOSCO ดำเนินการร่วมกันกับ Financial

SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the

Exchange of Thailand, at an amount not less than 65 percent of the net asset value and the subscription limit is 200,000 baht based on the actual subscription amount. This special SSF limit is separate

more conveniently on a regular basis using technology-based tools such as e-learning,” added Ms. Ruenvadee.   _______________________

controlling person.SEC is therefore considering revision of the definition of major shareholder from currently being based on the “number of voting shares” to the “number of voting rights” to ensure that the

late 2018. Most stakeholders from the business sector and the mutual fund industry generally submitted positive responses supporting the principles. The amendments drafted under the principle-based

rendered his comments and opinions based on international standards.In addition to the draft amendments above, the SEC is seeking comments on the proposed rules related to partial securities offering

SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of