management company . Chapter 3 Power of the SEC Office regarding Issuance of Orders or Regulations ___________________ Clause 16 In addition to the specific provisions hereof, the SEC Office is empowered to
representative as designated by the management company. 11 Chapter 3 Power of the SEC Office regarding Issuance of Orders or Regulations ___________________ Clause 16 In addition to the specific provisions hereof
Notification concerning the practical implications for securities companies to ensure that there is no adverse impact on the operations of securities companies, to uphold the integrity and stability of the
risks, the SEC deems it is necessary to issue a more specific and detailed Notification concerning the practical implications for securities companies to ensure that there is no adverse impact on the
with and negligence of the legislations. As a result of the above-mentioned risks, the SEC deems it is necessary to issue a more specific and detailed Notification concerning the practical implications
shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the representative as designated by the management company. 11 Chapter 3 Power of the
of 2019. Exports, tourism and private investment – among major economic activities – were hampered by the worse-than-expected global economic slowdown. Meanwhile, consumers’ purchasing power weakened
เห็นว่ำ เพื่อให้แนวทำงกำรใช้สิทธิออกเสียง practical กับ กำรด ำเนินงำนของ บลจ. ดังนั้น ตำมหลักธรรมำภิบำลกำรลงทุน (I code) บลจ. จึงสำมำรถก ำหนดนโยบำยกำรใช้สิทธิออกเสียงได้เอง - 5 - 5.2.2.6 การด าเนินการ