time in order to have cross-regional discussion that serves the objective of this forum. The uncertainties caused by the pandemic have emphasized the importance of the forum as a venue for gathering
intention to induce the general public to purchase or sell such shares. The series of trading orders caused the price of TWZ shares to change inconsistently with the normal market condition. Such
January 27, 2014.As the purchase price is higher than the tender offer price, it caused unfair treatment among EIC shareholders. The SEC proposed this matter to the Sub-Committee on Business Takeovers for
characteristics of director and executive of a publicly held company. This caused the termination of their directorship and executive position by the provision of the SEA. In any case, the filing of a criminal
? futures trading orders through an account linked to him at another broker for his personal gain. This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of
inflated the share price and matched the trading orders within the group in concealment. This caused PERM shares trading to be inconsistent with the normal market condition to mislead and lure the public
management company paid a compensation of 100 million baht to T.U. Dome for the damage caused by the aforesaid misconducts of such fund managers. The SEC will take further consideration on pursuing relevant
the penalty under Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. The said actions also caused damage to the company but brought about benefits to Mr
price, which consequently caused damage to RAM primarily worth more than 300 million baht. He also received benefits from other relevant acts. Although he compensated for damages incurred to RAM in