draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients

Following the SEC’s publication of the consultation paper on the principles of the Travel Rule on 10 March 2026, for which the initial public hearing period was set at 15 days (ending on 25 March

(HRDD)” under the Business and Human Rights Project for Thailand’s Capital Market (Phase IV), in line with the United Nations Guiding Principles on Business and Human Rights (UNGPs) and the OECD Due

Securities and Exchange Commission; □ A limited company or a public limited company whose main principles are in the business of securities or financial instruments custody and of other businesses as approved

Notification of the Securities and Exchange Commission; □ A limited company or a public limited company whose main principles are in the business of securities or financial instruments custody and of other

Earlier, the SEC conducted a public hearing on the proposed principles and draft regulations to support digital asset custodial wallet providers from business groups with expertise, experience

The SEC Board Meeting No. 13/2566 and No. 17/2566 held on 15 August 2023 and 7 December 2023, respectively, resolved to approve the principles for revising the advertising rules for business

public comments on the proposed principles and draft amendments with the key points, as follows: 1. To allow SLBs to specify financial return features that link to the achievement of sustainability-related

United Nations Guiding Principles on Business and Human Rights (UNGPs), and emphasize HRDD throughout the value chain, with the goal of integrating these practices into the 56-1 One Report. During the

objectives and principles as notified.Now, SEC is seeking public comments on the guideline of adopting technology in e-KYC, in order for the business operators to have guidelines and confidence in their