committee on internal audit report 27/04/2015 AI ENERGY PUBLIC COMPANY LIMITED SEC requires AIE to make clarification and notifies AIE and AI to cooperate with auditors Finanacial Statements ( 90 record(s
Bangkok, January 17, 2014 ? The SEC is seeking public comment on proposed revisions to the rules on prevention and management of conflicts of interest and proprietary trading applicable to both
Settlement of Securities for Management of Market Makers Risks Borne by Securities Companies and Management of Clients Assets In case of Internal Short. 04/09/2015 Contact The Securities and Exchange
------------------------- Securities Issuance and Takeover Asset Management Securities Brokerage/Dealer/Underwriter and Financial Advisors Marketing IP/FG Ombudsmen Private Fund Marketing Representative (PF) Accountants and Auditors
) 8841pe.doc MoU aims to facilitate cross-border offerings of funds between Hong Kong and Thailand with a view to elevate Thai asset management companies (“AMCs”) competitiveness in the international arena while
this Notification: (1) “ fund ” means an infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual funds; (3) “ infrastructure asset ” means: (a) the