that the services investors will receive from the investment advisor or fund manager are up to the same standard of conduct obligated by other digital asset business operators. For instance, Know Your

know-your-customer requirement or e-KYC via online methods. The use of authentication and verification under the National Digital ID (NDID) system will make it convenient, quick and reliable to open

securities (securities company and commercial bank with securities underwriting license) know individual client before selling client any product through suitability test. The test will be beneficial to

Bangkok, February 1, 2013 ? The SEC, in cooperation with the Association of Thai Securities Companies (ASCO), has urged securities companies to strengthen their Know-Your-Customer/Customer Due

-called Know Your Customer (KYC)/ Customer Due Diligence (CDD) rules and to report suspicious transactions.  Moreover, in cooperation with securities business operator, the SEC sets up standards and

reasonably to know that the receiver of such information may exploit such information for trading securities. 28/11/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as

know that the receiver of such information may exploit such information for trading securities. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows

disclosed such inside information to Mr. Prasert Jarutangtrong, while he knew or ought reasonably to know that he may exploit such information for trading PHOL securities. 13/08/2021 agreed to comply with

expenses to the total sales increased by 2.3% as the new products launched in the domestic market both roasted seaweed and whey protein 'My Whey' to help the health care customers know the benefits of the

operation to push forward concrete implementation;               (2)  Promoting Financial Well-Being of Thai People: To promote financial literacy and raise awareness of long-term savings and investment