securities offering, and committing fraudulent acts.   Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “In this case, government agencies involved in the enforcement procedure have integrated

and fairly for all parties involved.” Regarding enforcement statistics, from 1 January 2017 to 30 June 2024, the SEC has brought criminal proceedings in 156 cases by filing criminal complaints with the

conducting this hearing on the draft regulations and relevant attachments concerning capital requirements for securities and derivatives business operators (“business operators”) involved in digital asset

The SEC’s investigation revealed that from the year 2022 to 31 March 2023 (the submission deadline of 56-1 One Report for the year 2022), ALL was involved in two legal disputes: (1) Two cases in the

authorities to investigate, which involved checking 10 exhibitors. More evidence were gathered. If any activities liable to be in violation of the laws enforced by the SEC are found, a legal action may be

account or the accounts of other parties involved as well as depositing certain amounts back into the accounts of other clients who had been her fraud targets earlier, and (4) counterfeited withdrawal

criminal complaint with the Economic Crime Suppression Division against {A} and {B} and the parties involved on account of being co-principals in operating derivatives business without approval. Due to

goods and products. The payers and receivers of digital assets in this manner have to accept all risks involved, including volatility of the value of digital assets, cyberthefts and misuse of digital

comply with international standards and be recognized in the global community. Also, the capital market is a key driver of the national financial system. The FSAP involved two main separate assessment

: www.sec.or.th/hearing . Any involved or interested persons are invited to express their opinions on the website, or via email, to corporat@sec.or.th, or via facsimile, at 0 2263 6502, from now until 10