derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent in the https://www.sec.or.th/EN
specified on the website of the SEC Office. Clause 4 In case of a necessary ground causing the CIS operator to be unable to submit the sale report as prescribed under Clause 3 to the SEC Office within the
AI to rectify their 2014 financial statements as the auditors were unable to express opinions due to limitation on scope of audit imposed by the companies’ managements arising from lack of efficiency
financial statements for Q1/2016 and Q2/2016 because the auditing scope was limited by the company’s executives. Consequently, the auditor was unable to find sufficient evidence to justify the management’s
contains matters for consideration as follows:(1) Granting a waiver from an event of default in the case where the company is unable to carry out the following actions: - Closing the bondholders
the liquidator's website, as well as deposit assets at the Deposit of Property Office, if applicable. 3) The liquidator may delegate certain tasks that they are unable to perform to
their audit work as a signing partner; and (4) allow capital market auditors who are unable to maintain their qualifications as a leader or a partner of an audit firm or an equivalent position to
amount of 90 million baht while GSTEL is unable to secure external funding sources. In addition, GJS has sufficient cash flows and liquidity to support the short-term loan to GSTEL without collateral
unable to analyze and compare such information efficiently. Meanwhile securities brokers are concentrating more on portfolio advisory and offering more technology-driven services. Given this changing
auditor appointed by an audit firm is unable to perform audit work for a listed company and the audit firm has an insufficient number of auditors in the capital market to handle the situation, the listed