Environmental Finance Office, GX Policy Group, Ministry of Economy, Trade and Industry (METI) of Japan. This roadmap aims to facilitate the private sector in referencing the list of technologies, along with the
aware of the necessity and the importance of compliance inspection including the understanding of the policy and the guideline; (2) Authorises the head of operational and business unit to monitor and
) Authorises the head of operational and business unit to monitor and control the staff under their supervision to comply with the policy and guideline; (3) Prescribe the guideline for course of actions where
neither account owner nor account owner's appointee; failing to keep confidential client's information; and failing to keep records of investment advice and clients' trade order instructions; in violation
Head Office Data not found Other Financial Institution Company Name Head Office Data not found Foreign Juristic Person Company Name Head Office Data not found Note : * refers to inactivated
/05/2563 วันที่ตอบ : 07/05/2563 คำถาม : ผู้รับผิดชอบสูงสุดในหน่วยงานกำกับดูแลการปฏิบัติงาน (Head of compliance) ถือเป็น
procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date
บริษัทหลักทรัพย์จัดการกองทุน เรนเนสซานซ์ จำกัด เมื่อวันที่ 2 มิถุนายน 2565 บริษัทหลักทรัพย์จัดการกองทุน เรนเนสซานซ์ จำกัด แจ้งผ่านระบบ ของสำนักงานว่า พนักงานรายหนึ่งของบริษัทเริ่มปฏิบัติหน้าที่ Head
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of Complaint Center, joined a panel discussion on the topic, “Creating a
private organizations, aiming to provide insights on the economy, finance, investment, and key government policies and strategies for both domestic and international institutional investors. During the