person under (6) makes interference with the subscription or allotment of securities of the securities company which manages such mutual fund so that such mutual fund obtains benefits in such a manner that
which manages such mutual fund so that such mutual fund obtains benefits in such a manner that does not comply with the fair allocation principle; and (7) a person to whom an offeror of newly issued
mutual fund so that such mutual fund obtains benefits in such a manner that does not comply with the fair allocation principle; and (5) a person to whom an offeror of newly issued securities is not allowed
fund obtains benefits in such a manner that does not comply with the fair allocation principle; and (5) a person to whom an offeror of newly issued securities is not allowed to allocate securities under
institution which is governed by a main regulator and later obtains a license to undertake securities business, but not including a financial institution licensed to undertake securities borrowing and lending
institution which is governed by a main regulator and later obtains a license to undertake securities business, but not including a financial institution licensed to undertake securities borrowing and lending
institution which is governed by a main regulator and later obtains a license to undertake securities business, but not including a financial institution licensed to undertake securities borrowing and lending
recourse obtains credit rating from BBB up or equivalent; (i) 21 certificates of deposit issued by a commercial bank or a finance company; or (j) 22 letters of guarantee issued by a financial institution
) “major investor” means a person who acquires the units of a fund for the first time at an amount not less than ten million baht. In the case where such person acquires additional units, the total value of
) “major investor” means a person who acquires the units of a fund for the first time at an amount not less than ten million baht. In the case where such person acquires additional units, the total value of