Sungwalram(4) Ms. Thanaporn Suwannapong (also branch manager)(5) Mrs. Pranee Rodyindee and(6) Ms. Dok-or ChotanaThe SEC's findings have also revealed that two other investment consultants, namely (7) Ms

suspicious trading behaviors of a UBS employee who was responsible for executing securities trading for or on behalf of its clients, all of which are institutional clients.  According to the SEC findings

executive, together with their associates, i.e., (3) Lt. Gen. Anutat Bunnag and (4) Mr. Saran Lertcharoenwongsa. According to the investigative findings, there were facts and evidence suggesting that, during

Following a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, the findings and evidence led to the belief that Mr. Saravoot Somwattana (a person with

considering and investigating additional individuals who may have engaged in manipulating the price or trading volume of MORE shares. Based on the investigative findings and information received from the ECD

According to the SEC’s findings, CoinEx platform provided services as a digital asset exchange to facilitate trading and exchange of digital assets for a fee. It also solicited and advertised

According to the findings of the SEC’s investigation, the four persons, namely (1) Miss Duangkamol Chotana, (2) Miss Nutwara Saengwarin, (3) Mr. Supoth Piansiri, and (4) Mr. Sirichai Chananam – at

According to the findings after a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, the offenders were divided into two groups, with details as follows

According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the

Thornton? KPMG และ PricewaterhouseCoopers) ภายในปี 2562 ข้อมูลเพิ่มเติม สามารถศึกษาได้ที่ https://www.ifiar.org/IFIAR/media/Documents/General/About%20Us/Inspection-Findings-Survey-Report_Press-Release.pdf