Law; (2) investment units are offered for sale while the mutual fund management company fails to comply or ensure compliance with the rules related to 5 offering for sale of investment units of retail
manager, fails to comply with the rules as prescribed in the first paragraph hereof, such approval shall be terminated. If any person, who has been granted an approval to act as a mutual fund manager and
shall proceed in accordance with the rules as prescribed in the first paragraph hereof. If any person, who has been granted an approval to act as a mutual fund manager, fails to comply with the rules as
may order otherwise. In cases where any person fails to comply with the Office’s order under the first paragraph or fails to comply with the fourth paragraph of Clause 4 or Clause 6/1, the Office may
order otherwise. 12In cases where any person fails to comply with the Office’s order under the first paragraph or fails to comply with the fourth paragraph of Clause 4 or Clause 6/1, the Office may revoke
the client fails to make payment, deliver securities or deposit collateral within the specified period of time: (a) forced collateral; (b) forced sale or repurchase of securities ; (c) suspension of
securities companies in cases where the client fails to make payment, deliver securities or deposit collateral within the specified period of time: (a) forced collateral; (b) forced sale or repurchase of