; and 3) Market manipulation: offences of false or misleading impression and price positioning will be clearly separated while the latter will be subject to harsher punishment. Amendment to support
allotment. The opinion of board of directors must be clearly disclosed in the notice calling for shareholders? meeting to provide sufficient information for decision making of shareholders. The revised
Bangkok, October 30, 2012 ? The SEC requires advertisement on marketing campaign for selling mutual fund investment units clearly provide the fund?s information and avoid giving too much information
instance, fund management may be outsourced up to 20% of AUM of each asset management company and must be clearly disclose in the prospectus. In case of private fund management, consent of the client is
regulations on securities allotment to related persons of issuing companies such as directors and executives, providing that the issuing companies must clearly define the portion to be allotted to the related
convenience to the users. Its enhanced navigation and functionality will enable visitors to connect to top hit social networks, while the data re-classification will clearly illustrate the SEC?s roles and
19 The shareholding structure of an applicant, its subsidiary company and its associated company shall: (1) explicitly reflect both controlling power and interest of the shareholders; (2) have no
that there is or was [I] a demeanor of [i] disclosing or distributing information or document which is false and may be misleading or [ii] concealing material facts which should be informed clearly and
distributing information or document which is false and may be misleading or [ii] concealing material facts which should be informed clearly and may have an impact on decision making of investors, shareholders
for the above matters with respective supporting reasons, and clearly provide information to the bondholders together with the opinions of the bondholder representative. The bondholders are, therefore