relevant ethics. 5. Having a performance appraisal system of personnel for every unit. 6. The personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have

personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have knowledge and understanding of all type of financial instruments in which the fund may invest

perceive the client ’s investment objective, knowledge, understanding and experience regarding securities investment in conjunction with the consideration of securities dealing transactions and giving of

ability. In case of a retail client, the securities company shall arrange sufficient information or evidentiary documentation to perceive the client’s investment objective, knowledge, understanding and

sharing knowledge, making understanding or notifying facts relating to capital market, investment, manufacturing and service sectors, or overview regarding each of or overall capital market products ; (2

seminar is a good start for connecting all sectors and raising the awareness of their roles, the country’s directions, and the promotion of SDGs knowledge and understanding in Thailand.”  In addition to

currently acting as Personal Data Protection Commission (PDPC) and SEC to develop knowledge in this area and build up the better understanding and practice. The successful outcome thereof has been

บันทึกความเข้าใจ (Memorandum of Understanding : “MoU”) เพื่อกำหนดกรอบความร่วมมือในการยอมรับคุณสมบัติของบุคลากรที่ทำหน้าที่ติดต่อกับผู้ลงทุนระหว่างกัน โดย MoU จะมีผลใช้บังคับตั้งแต่วันที่ 1

in the workplace emphasizing the importance of acceptance and understanding of the differences of staff members, i.e., gender, age, education, ethnic, and culture, by providing equitable opportunities

common understanding of the Statement of Corporate Governance Principles, compliance with regulatory requirements and internal control guidelines - Arranging orientation sessions on good corporate