derivatives investor contact service from service provider; (2) Documents and evidence showing that the service provider has sufficient qualifications as specified in Clause 3; (Translation) -3- The Office of
Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008) shall submit an application form together with supporting documents and evidence in accordance with
Granting of Approval for Undertaking Securities Business B.E. 2551 (2008) shall submit an application form together with supporting documents and evidence in accordance with the format and procedure provided
: _____________________________________________________________ Home Exchange: ____________________________________________________________ [ ] 1. Form 69 – CIS full ( completed by CIS Operator ) [ ] 2. Evidence demonstrating that foreign ETF is legally
: _____________________________________________________________ Home Exchange: ____________________________________________________________ [ ] 1. Form 69 – CIS full (completed by CIS Operator) [ ] 2. Evidence demonstrating that foreign ETF is legally
Code below). We therefore affix signature hereunder as evidence. Signature: ...................................................... Signature
evidence. Signature: ..................................................................... (…………………………………………….) Applicant Date: ................................
personal data. To view the Personal Data Protection Policy, please scan the QR Code below. We therefore affix signature herein as evidence. Signature
financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was thus unable to gather sufficient evidence for such