The SEC has proposed amendments to the principles on the management of unclaimed client assets to enhance flexibility for securities companies and derivatives brokers (business operators) in cases
Issues and Challenges” under the Strengthening Corporate Governance of Listed Companies Initiative. The seminar aimed to reinforce the role of financial advisors as gatekeepers in preparing companies for
The Securities and Exchange Commission (SEC), in collaboration with the United Nations Development Programme (UNDP), co-organized a training session titled “SDG Guidebook for Thai Listed Companies
The Securities and Exchange Commission (SEC) acknowledges and understands the impact of this incident. Therefore, listed companies and securities issuing companies affected and unable to submit their
auditors on issues and case studies related to the accounting and auditing of IPO and listed companies, featuring presentations by representatives from the SEC. The sessions covered perspectives and
Offering and the Annual Registration Statement for Companies Disclosing Greenhouse Gas Emission Data, dated 10 March 2021, the fee deduction measures will expire at the end of 2023. The SEC therefore