assets, redeeming the mutual fund units without client consent in the following manner, causing damage to the client, who had completely compensated, in the amount totaling 1,027,000 baht: 1
take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for
performed his duties completely was failure to perform duties with honesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended
the SEC Office in accordance with the form and procedure provided on the electronic system of the SEC Office. Clause 5 In case the SEC Office deliberated that an applicant has correctly and completely
/Companies HPC Hongsa Power Company Limited, an indirect joint venture in proportion of 40 percent NRER Nexif Ratch Energy Rayong Company Limited, an indirect joint venture wholly-owned by NERS NRES NEXIF
100% of the total issued shares of Symbior (the “Transaction”), will be made by Ton Sangkasi Pte. Ltd., the wholly-owned subsidiary of the Company which registered and incorporated in Singapore. The
finished at the end same year (2018). 2. Parties involves in the transaction 2.1 Investment Contractors : Unimit (Hong Kong) Co., Limited , wholly-owned subsidiary of Unimit Engineering Pcl. Ltd ( hold 100
. Details are as follow: Buyer (Remained No Change) Cal-Comp Electronics (Philippines) Inc. (“CCPH”), a wholly-owned subsidiary of the Company Seller (Remained No Change) Kinpo Electronics, Inc. and/or its
with direct variation to the following variables: (a) gold price: (b) index comprising or relating to crude oil either wholly or partially; 2 (c) commodity index; (d) index comprising basket of
Contractual Party and its Relationship with the Company 1. Transaction to the Lands Owner of the land: Mrs.Thaneiya Kantapichan Buyer: The Company Limited or its Subsidiary, the company will be set up a wholly