Yooyuen, SEC Deputy Secretary-General and Spokesperson, recapped updates on key operational matters. These included the publication of the clarifying statement regarding channels and scope of services for
this regard, SEC has included the Notification of the Department of Business Development regarding Measures for Handling the Spread of COVID-19 in Case of Possible Impact on the Holding of Juristic
The management of two agencies discussed on enhancing cooperation between SEC Thailand and the SECC for capital markets development and supervision. This included encouraging listed companies from
) TPIPL for disseminating information not included in the draft prospectus, in contravention of Section 77 and Section 239 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Later, Chienchuang
are not the SET members will be allowed to send trading orders through the SET ?s trading system in cases where such system is linked with others, such as that of foreign exchanges. Also included in
associated and investment returns will be clearly and sufficiently included in prospectus. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties are
must be filed with the DSI. Taking into account the safety of informer, a provision on anonymity of the informer is included in cases where such person prefers non-disclosure of his or her identity
-public information available to him by virtue of his position in the company.Such information included PAP?s operating results in the financial statements for the third quarter of 2014, which showed a
are likely to have improper behavior and have adverse impact on clients and mutual funds. The personnel to be included are, for example, the person with supervisory functions and the assistants of the