collaborative initiative to facilitate investments in Thailand ESG Extra Funds (Thai ESGX) and the transfers of units of Long-Term Equity Funds (LTF), starting May 2, 2025. Facilitating this initiative, a new
opened in his name and facilitating relevant financial transactions. His action was considered a contravention of Section 243(1) in conjunction with Section 244 and 243(2) of the Securties and Exchange Act
to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating the group of offerors in preparing the tender offer (Form 247-4) without attaching the
(LANNA) and Thai Agro Energy Public Company Limited (TAE), failed to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating Sunrise Equity Co., Ltd
Market Supervisory Board by assisting or facilitating Sunrise Equity Co., Ltd. in preparing and submitting the report of the total amount of securities held (Form 246-2) and the statement of intent to make
operates by matching orders or arranging for the counterparty or providing the system or facilitating a person who wishes to trade or exchange digital assets to be able to enter into an agreement or match
") has provided platform services for trading or exchanging digital assets via its website by matching orders or arranging for the counterparty or providing the system or facilitating a person who
their product offering approaches to prevent conflicts of interest with parent companies. Strategy Four: To develop tools for empowering investors in their investment decision making, preventing frauds
“Empowering Green Growth in Thailand: The Role of Thematic Bonds and Transition Finance,” to enhance knowledge and understanding of sustainability-themed bonds and transition finance for government and
money laundering, etc. Moreover, the issuer must not violate or fail to comply with the law, which may cause severe and significant effects on the issuer’s business; (2) Empowering the SEC to lay out