) Regulatory sandbox: revising the definition of securities businesses to include an emerging business model that uses financial technology to experiment and offer innovative products and services to investors
. Revising relevant regulations to accommodate the establishment and management of Funds investing in DA, for example, asset custody, calculation of DA value, disclosure of information, appropriate advertising
mutual funds, capped at 5 percent of the NAV, for the benefit of asset allocation through fund managers. (3) Revising relevant regulations to accommodate the establishment and management of Funds
Stock Exchange of Thailand (SET), notifying the Board of Directors’ meeting resolution, revising the opinion of the Board and the Audit Committee from unanimous approval of the IFA’s report to approval
) Revising additional terms and conditions with details as follows: - Granting the bond issuer the right to redeem bonds before the maturity dates (call option) (for SQ25NA, SQ25NB
September 2024. The rectifications cover the followings: (1) Revising the account opening and KYC system, assessing the suitability of clients’ investments in digital assets, and reviewing and updating
competition or drawing, seeing that the promotion could lead to inequality as the winner will get higher returns than others. The SEC will accordingly take into account the principle in revising regulation
, and easy-to-understand and accessible information disclosure is also focused. Market and intermediaries: The SEC is revising relevant rules in line with international standards and cooperating with
principles for revising the relevant regulatory criteria. The consultation paper is available on the SEC website https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1159 and on the Legal Hub at https
on listed companies’ disclosure of material information, issuing investor warning messages, and/or posting trading signs to alert investors. For next steps, the SET is in the process of revising the