custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision
complies with the disclosure and/or reporting rules. The proposed principles and draft regulations contain the following essences: (1) Provide an alternative channel for Rehabilitation Listed Company
, the current submission period may be inconsistent with the current situation. The SEC is therefore conducting the public hearing on the proposed principles and draft regulations on extension of the
center. Meanwhile, the objective of the revision to the regulations related to application for securities registrar license is to ensure consistency with current situations. The essences of the draft
approval to lessen burdens of the capital market auditor, provided that the knowledge, skills and quality of work are evaluated by SEC on a regular basis.In addition, TDRI has presented the draft proposal
related to digital assets and securities. The two related draft notifications are: (1) the Notification concerning Determination of the Definition of “Executive” in Compliance with the Emergency
Earlier, the Capital Market Supervisory Board approved in principle the proposed amendments to the repo/reverse repo agreement regulations to allow securities companies to enter into repo/reverse repo agreements of listed securities and investment units with both institutional investors and non-institutional investors. Thus, securities companies and investors will be able to use such repo/reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in...
opening an investment account cross the industry, to be applicable for all types of investment products.* The draft regulations take into account the comments and suggestions gathered from the previous
capital requirements are also stipulated in the proposed amendments.SEC is now seeking public comments on the revised draft notification on the maintenance of capital which has been refined in certain
information of the investment policies are expected to be accessible to the members on 1 June 2019. SEC has published the received comments for the draft regulations on www.sec.or.th