shareholder, resulting in company now holding 52.80 shares; making GWM’s status changing from an affiliate Company to subsidiary in 2018. GWM’s revenue of the 9 months period show 46.45 Million Baht increase
2 ended of September 30, 2019 The operating result for the past 3 months of Quarter 3 for the year of 2019 of the company show a net loss of 5.49 million baht, compare to the same period of previous
under the KYC/CDD process; (4) the account is re-activated by a large size of transaction after being inactive for some time; (5) significant amount in terms of size/volume is transacted, which is
securities company, when requested under the KYC/CDD process; (4) the account is re-activated by a large size of transaction after being inactive for some time; (Unofficial Translation) - 8 - (5) significant
-face meeting) with staff of the securities company, when requested under the KYC/CDD process; (4) the account is re-activated by a large size of transaction after being inactive for some time
show that such securities trading is executed after the client has received general advice , specific advice or has not received investment advice . Clause 21 A securities company shall examine and
storage. Clause 20 In trading securities with a retail client, a securities company shall prepare evidentiary documentation to show that such securities trading is executed after the client has received
other persons in a manner which is similar to or which is in competition with the operation of the management company except where the management company can show that its organizational structure does
, leading overall growth to 0.8% YoY. Sales through e-commerce channel have triple the size in Q1’20. Overall international business grew 4.8% YoY at constant FX. The Company has booked other income from