evidently and concretely. As the TIA is a shareholder of each and every listed company that committed to taking action in this front, the SEC therefore will definitely support the TIA, in terms of legal

adhere to the SEC's anti-corruption policy. The SEC is committed to fostering and maintaining as an organization with good governance, high standards and ethics in line with international standards. This

Authority (ESMA), and IOSCO APRC members from 19 agencies in 14 countries.SEC Secretary-General said: “Despite COVID-19, we remain committed to organize the EU-Asia Pacific Forum virtually for the first

customers’ assets in its possession to have at least 2 audit responsible for recipience notified from the auditor that may report doubtful behavior which directors or managers have committed an offense as

inappropriate acts have been committed and consequently subject to correction measures such as SEC order of financial statements rectification, and SEC warning for the shareholders to exercise voting rights. The

orders sent through him for several days. {A} admitted that the securities trading orders were taken via mobile phone; the misconduct of which he had previously committed. In case of {B}, the SEC found

to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during May 8, 2022, to July 20, 2022, Zipmex induced its own customers to deploy ZipUp

, Chupong was deemed to have performed duties dishonestly. In this regard, Chupong, were deemed to have committed offences in violation Section 311 of the Securities and Exchange Act of 1992 (SEA), and

incident, was responsible for the operation of Merkle. His failure to perform the required duty of his position resulted in the offence committed by Merkle concerning the case that, between November 25, 2024

disclosed to the public. Mrs. Usuma and Miss Thitirat rendered assistance to his commission of the offense. 31/10/2023 The Civil Court delivered a judgement that the defendant had committed an offense