February 26, 2014, reasoning that she intended to take profit for the client by selling out when the price increased and buying back when the price declined. Making trading decisions of securities in the
securities trading decisions on behalf of client was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended Atthapol from
and disseminated false statements, which caused an impact on the GL securities price and investors’ investment decisions. Such information also contradicted the information GL had disclosed through the
client and {A} indicated that the client may have entrusted {A} to make decisions on securities and derivatives trading for the client whose trading orders were unclear, and that {A} had made trading
investors may not receive correct or sufficient information for supporting the making of investment decisions. Clause 11 In the case where a certain fact that appears to the SEC Office after the applicant has
by approximately 37.32 Million Baht 41.24% As a result of customer decisions and ongoing marketing. Cost of Sales For financial statement in Year 2018, the cost of sales was recorded at 76.98 Million
sufficient information before making investment decisions. In September 2024, the Capital Market Supervisory Board Meeting passed a resolution approving the proposal for amending the private fund management
. Investors are encouraged to review each fund’s investment policies and sustainable development goals before making investment decisions. Thailand ESG Fund will disclose sustainability information in
published on SETLink by JKN was inaccurate or may have caused significant misunderstanding about JKN's information, which could impact investment decisions in JKN securities. JKN’s action was deemed a
significant misunderstanding about any information related to THG in a manner likely to affect the price of securities or investment decisions regarding the securities, in violation of Section 240 of the