suggestions gathered from the previous hearing on the principles of the said rules conducted in January. Essentially, the draft rules emphasize the improvement of information disclosure and clearer warning of
reviewed to require adjustment to NAV calculation if the offshore fund?s closing price does not reflect the fair value. Aside from discussing with AIMC, the SEC also invited professor at Sasin who conducted
guidelines for controlling and examining client?s information and transactions. In 2007-2011, the SEC conducted inspection on operational procedures of securities company, asset management company, and
Previously, during November–December 2025, the SEC conducted a public hearing on the principles underlying the proposed amendments. Most respondents agreed with the proposed approach. The key
flexibility, which may affect the ability to conduct fundraising in compliance with the prescribed requirements. The SEC has therefore proposed revisions to the relevant criteria. Previously, the SEC conducted
conducted in an appropriate manner and are aligned with other types of services.The amended notifications will come into effect on 1 March 2026.Notes:* Two relevant notifications are: (1) Notification of the
increase of the capital under a general mandate may be carried out when it is clearly stated that the units will be allotted accordingly to the ratio and rules set out in the notification of the Stock
policy and business continuity plan can be carried out effectively. Clause 24 To ensure that business continuity management is effective, each derivatives exchange shall take the following actions at least
transactions executed on behalf of the customer from the time when the order is taken until the transaction is completed; (2) evidence confirming derivatives trading transaction conducted by the customer