Bangkok, 9 February 2018 ? The SEC has revoked the approval for a securities investment consultant by the name of Mr. Sakkarin Uttakrit for 10 years on account of committing undue acts toward clients
possession, nor did she return the borrowed money to the client as agreed.The misconduct of Nutnicha was failure to perform duties honestly by committing wrongful acts against clients’ assets, which was a
Limited (IFEC), with the Economic Crime Suppression Division of the Royal Thai Police (ECD) for committing dishonest acts to gain unfair advantage for himself or other persons. During the month of December
the Registration Statement for debt securities offering and committing a fraud to gain assets of the exploited public, liable to be offenses under the Securities and Exchange Act B.E. 2535 (1992) (SEA
Director, Deputy Chief Executive Officer - General Administration and Company Secretary, (3) {C}, and (4) {D}. The complaint was imposed on the ground of their collaboration in committing malpractice that
damage at the amount of 20,000 baht. SEC has considered that Sorrapon failed to perform duties with loyalty* by committing wrongful acts against the investor’s asset, which was deemed a prohibited
information to sell IFEC shares, to pay civil penalty and compensation for the benefits gained from committing the offense. However, Suphanan did not agree to comply with the civil sanction. Later, on 27
: - a compensation of the benefit received from committing the offense in an amount of 2,723,575.00 Baht - a civil monetary penalty of
follows : - a compensation of the benefit received from committing the offense in an amount of 2,723,575.00 Baht - a civil monetary penalty
penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from committing the offense in an amount of 16,239,595.00 Baht