Bangkok, April 22, 2013 - The SEC barred {A}, a former employee of Siam City Securities Co., Ltd., from holding any securities company management positions as well as revoked her investment
Bangkok, October 6, 2014 ? The SEC revoked approval of 2 securities investment consultants for ten years; Thanjira Phonwattanakul (formerly named Natthareeya Kulpakawa), a consultant of Tisco Asset
services with loyalty* by concealing, hiding and fabricating false evidence, and therefore revoked the approval and will not accept her future application for approval as personnel in the capital market
holding the position of acting branch manager at the bank.** The SEC has therefore revoked the approval as an investment consultant, which consequently disqualified her from performing duties as capital
characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business
or provide services with loyalty* by concealing, hiding and fabricating false evidence, and therefore revoked the approval and will not accept her future application for approval as personnel in the
statements (see SEC News Release No.93/2009).Thus, the SEC revoked the approval for Somchai?s status of an approved auditor in the capital market and will not consider his application for approval for two
under Thai law and simultaneous offerings in local and foreign markets. The SEC, however, may revoke approval for operation if any CRA fails to comply with the IOSCO standards or is revoked by home
to an end. Division 3 Termination of Approval Clause 18 The approval of personnel in the capital market business shall be terminated upon occurrence of any of the following circumstances: (1) when such
Public Company Limited (the “Company") would like to inform that the Company has terminated the investment in PVR BLUO Entertainment Limited as follow details: 1. Date of Transaction: 1 September 2017 2