25 October 2006; (3) Clause 3 and Clause 4 of the Notification of the Securities and Exchange Commission No. KorThor. 24/2549 Re: Rules, Conditions and Procedures for Supervision of the Operation of

application for approval to the Office together with the following document evidence: (1) scope of services provided during the hours and days applied for. (2) monitoring and supervision plan to be use during

พัฒนาการในตลาดทุน โดยเฉพาะอย่างยิ่งจากการใช้เทคโนโลยีและนวัตกรรม เช่น การใช้เทคโนโลยีปัญญาประดิษฐ์และข้อมูลขนาดใหญ่ (AI/Big data) ในการกำกับดูแลและติดตามการดำเนินงานของผู้ประกอบธุรกิจ (off-site monitoring

and regular monitoring and amending of the policy. 3. The management should determine the guideline for conducting compliance inspection as follows: (1) Communicate with the related personnel to be

personnel of the policies and the practices as well as a procedure for continuous and regular monitoring and amending of the policy. 3. The management should determine the guideline for conducting compliance

trading behaviors that may indicate potential violations, as well as identifying patterns of fraud in listed companies and fraud monitoring methods. She also discussed the SEC's perspective on artificial

public monitoring, examination, and evaluation of my work as the SEC Secretary-General. All feedbacks and suggestions are welcomed as part of our mutual efforts going forward,” she added

measures will help reduce market volatility, which will subsequently benefit the overall capital market. The SEC will continue monitoring and collaborating with the SET and TFEX to assess the situations and

โคโรนา 2019 (COVID-19)เมื่อวันที่ 9 พฤศจิกายน 2563 เป็นการประชุมในหัวข้อ MMoU (Multilateral Memorandum of Understanding) Monitoring Group  เพื่อรายงานเกี่ยวกับการแลกเปลี่ยนข้อมูลของสมาชิกภายใต้กรอบความร่วม

convenience to case monitoring and progress updates. In case of unreasonable delay or inadequate services from officers, complainants are welcome to contact SEC Secretary-General directly via email: ruenvadee