specifically on the underwritten securities or other related securities, compared to other general articles or research papers previously prepared and disseminated; (4) an article or research paper which
by the Office, and the securities company shall maintain the reports or articles on securities investment analysis for at least two years from the publication date in the form which can be promptly
which can be promptly retrieved and inspected by the Office, and the securities company shall maintain the reports or articles on securities investment analysis for at least two years from the publication
securities or other related securities, compared to other general articles or research paper previously prepared and disseminated; (4) an article or research paper which contains a statement indicating the
previously disseminated; (3) an article or research paper whose content does not emphasize or focus specifically on underwritten securities or other related securities, compared to other general articles or
established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the
the application in relation to private placement with the SEC, the registration of capital reduction, capital increase and amendment of the Articles of Association of the Company with the Ministry of
INFORMATION A. Memorandum and Articles of Association × B. Material Contracts × C. Exchange Controls × D. Statement by Experts × E. Sign offs or consents from persons advising the issuer in the preparation of