Exchange Commission ( the “SEC” ) as a reference price to determine the sale price of such newly issued ordinary shares to Private Placement Investors and assign the Board of Directors and/ or Management
is located, which materially impacts to the operation of such branch. Clause 12 An intermediary shall appoint a personnel, approved by the SEC Office under in Notification of the Capital Market
authority of the country where such branch office is located, which materially impacts to the operation of such branch. Clause 12 An intermediary shall appoint a personnel, approved by the SEC Office under in
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
to vote to the exclusion of the votes of interested shareholders and to appoint an independent financial adviser to give an opinion on the entering into the transaction. Moreover, the transaction is
right to vote, excluding the vote of the shareholders having a conflict of interest. • Appoint Discover Management Co., Ltd. to be the Independent financial advisor to express and prepare the opinion in
, the Company is required to appoint Finnex Advisory Company Limited as the Independent Financial Advisor (“IFA”) who is approved by SEC and express an opinion on the transaction Resolution of the Board
Trust for Transactions in Capital Market Act B.E. 2550 (2007). Clause 15/1 7 A trustee shall assign REIT’s management to a REIT manager who has obtained an approval from the SEC Office, unless in case of