Re: Application Form for Permission for Offer for Sale of Newly Issued Debt Securities and Reporting (No.2)
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares
the capital market. Chapter 1 Application for Approval as Auditor in the Capital Market _____________________ Part 1 Filing of Application ______________________ Clause 7 Any person wishing to be an
’ representative. Clause 7/23 The Company that has obtained the approval in accordance with this Notification shall be exempted from the requirements to submit an application to register debt securities with the
, having obtained sufficient and appropriate audit evidence, concludes that misstatements, individually or in the aggregate, are material, but not pervasive to the financial statements ; from ( 2.1.1
criminals from using these channels to launder assets obtained from illegal activities, thereby addressing online crime.” The SEC advises the public and investors to be cautious when using the services of
obtained assets. This marks another step in combating cybercrime.” Next, the SEC will submit the information on relevant cases to the DE for further processing and requesting for the court approval. In so
SEC would like to emphasize that digital asset businesses are regulated under the Digital Asset Business Emergency Decree. Only providers who have obtained relevant licenses under the law are allowed to
submission.Currently, some digital asset brokers, dealers and exchanges have already obtained their respective licenses while others are in the application process. They each deploy different data types and structures
caution when using services of securities business operators, derivatives business operators or digital asset business operators who have not obtained a respective license, as well as foreign digital asset