applicant must have the same https://www.sec.or.th/EN/Documents/Personel/Qualification%20of%20Derivatives%20Investment%20Analyst%... Qualifications%20of%20Securities%20Investment%20Analyst%20on%20Fundamental
SEC. Such applicant shall meet the qualifications, and the application be made according to the regulations prior to providing custodial service; (2) To require the digital asset
portal approval, an applicant must have the same qualifications and work systems required for equity crowdfunding, and must also have a system for assessing credit worthiness and risks of the debt
Office; (j) Systems for receiving and processing complaints of unitholders’; (k) In cases where the applicant for the registration of fund supervisor intends to appoint any person as a custody agent, such
) Systems for receiving and processing complaints of unitholders’; 2(k) In cases where the applicant for the registration of fund supervisor intends to appoint any person as a custody agent, such applicant
18/01/1996 3. Notification of the Securities and Exchange Commission Kor Thor. 25/2560 Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee 31/10/2017 01
Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee 31/10/2017 01/12/2017 2. Notification of the Securities and Exchange Commission KorChor. 9/2555 Determination
Profile of the Applicant to be an Executive of the Securities Company or the Derivatives Business Operator (Form as of 25 July 2006) (Synopsis) 22. Report/Form (Notification of Securities and Exchange
/Form (Notification of Securities and Exchange Commission) Certified Form Relating to Acting in Compliance with Related Laws of Applicant who is Juristic Person/Financial Institution or Individual