law and the requirement of investment grade rating are not applicable to a private placement (PP10). ** The existing issuers with the outstanding non-investment grade bonds as of 31 December 2023
maximum applicable statutory penalties, which shall not be lower than the civil sanctions specified by the CSC.In all cases, the civil penalties and the compensations for the benefits received or that
. *** For example, a foreign CIS fund must be subject to regulatory standards regarding supervision, issuance and offering, and fund management applicable to retail funds in that country. Additionally, the
the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC. The civil penalties from
rate from 6.25 percent per year to 7.00 percent per year, applicable throughout the extended maturity period. Regarding JTS272A and JTS282A bonds (1) Granting a waiver of an event of default
balance on the extended maturity date; (4) Increasing the interest rate from 6.25 percent per year to 7.00 percent per year, applicable throughout the extended maturity period. Regarding
regulations of customer advice and services, customer data collection and assessment, disclosure of indicative prices, and specific requirements applicable to DA Exchanges regarding contractual practices
event that any offenders refuse to give consent to the sanctions, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable
with the Thai Institute of Directors (IOD) in encouraging audit committees to work closely with auditors. We have disseminated the applicable guidelines for the relevant matters and continuously hold
investment funds in accordance with the rules of the Bank of Thailand and other applicable laws, among others.SEC Secretary-General Ruenvadee Suwanmongkol said, “SEC has a policy to support and allow investors