opportunities, while ensuring that investors would benefit from having professional investment consultants or investment planners provide securities and derivatives trading services according to investors? pre
., Ltd. but he kept repeating the same mistakes.Investment consultants must keep taped evidence of their investment advice and a client's trading orders when obtaining derivative trading orders from
by representatives from financial institutions, consultants, and other relevant organizations, and took place on 28 May 2026 at the SET Building.
that involves transfer of subscription money to personal bank accounts of investment consultants because such arrangement could be used as a channel for committing dishonest acts and it might lead to a
-t3-line.com and www.online-t3.com. The second case involves seven entities, namely: (1) PFS International Consultants Co., Ltd., represented by company director Mr. Mark Edward Kirkham, (2) Mr. Mark
review their unitholding statements and bank accounts. In addition, investors are advised not to entrust investment consultants with, or sign, important documents related to transactions, such as
) Statistics (Dashboard) Enforcement Fundraising/Listed Companies Securities Issuing Companies Takeover Professionals Intermediaries Analysts / Investment Consultants ISIN Code Investor Alert Investor Alert