Bangkok, December 18, 2013 ? The SEC is seeking public comment on draft amendments to exempt the duty of registered derivatives dealers and derivatives fund managers to conduct the suitability test
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
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Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with SEC executives, participated in the IOSCO Asia-Pacific Regional Committee (APRC) meeting
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, and SEC executives, held a meeting with the Association of Investment Management Companies (AIMC
executives and staff, offered a flower vase in front of the Royal Image of Her Royal Highness Princess Chulabhorn Krom Phra Srisavangavadhana. The group also signed books of well-wishes for Her Royal
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with Mr. Anek Yooyuen, Deputy Secretary-General, SEC executives, and staff, participated in a
. Pornanong Budsaratragoon, SEC Secretary-General and Chairperson of the Working Group, met with executives and relevant departments to review the implementation of these measures and to establish the No Gift
Development Bank Thailand (SME D Bank) on its 23rd Anniversary. Mr. Jessada Chor Charoenying, Deputy Managing Director of SME D Bank, along with SME D Bank executives, gave a warm welcome to the SEC
The Securities and Exchange Commission (SEC), represented by Mr. Thawatchai Pittayasophon, Deputy Secretary-General, along with SEC executives and staff, participated in a floral offering ceremony to