fiscal standing through the implementation of relief measures to help sustain crisis-hit businesses and cash-strapped workers, after many businesses were ordered to suspend operations in line with the
deficient operations, as ordered. The SEC Board, therefore, by virtue of Section 35, Paragraph 2, of the Digital Asset Business Law, passed a resolution ordering a suspension of Zipmex business operations as
. Otherwise, the SEC will not consider granting any more extension and will proceed with appropriate actions as deemed necessary. The SEC has therefore instructed SAM to submit the special audit report
deposit cash into client's account. {A} also used client's account to trade securities on her own benefit with a view to obtaining commission. Her actions caused B2-3 million in damages to the client.{A
evidenced by large amount of related transactions. She then admitted that she took the client's trading orders via mobile phone.The aforesaid actions are in violation of Clause 20(3) of the Notification of
, reporting and disclosure of any actions where conflicts of interest may arise and proprietary securities trading. The consultation paper for draft rules is available on www.sec.or.th. Stakeholders and
.com In case, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the
case, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the
licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the Securities and Exchange Act of 1992. This case is in the process
participating in Thailand Crypto Expo 2022. The aforementioned actions by XT.COM are deemed to be conducting digital asset business without a license. This case is in the process of inquiry by the inquiry