her choice for his or her comfort in the translation accuracy. Additionally, the statement must be certified by the interviewee in every process. In case of Mr. Nielsen, he brought his own translator

behavior.On {A} case, her employer reported to the SEC that {A} failed to meet minimum educational requirements for her job. The SEC ' s further probe showed that she also failed to meet the SEC's requirements

Mrs. Wannee Chourkittisopon During 19 March 2020 to 21 March 2024, Mrs. Wannee Chourkittisopon, a director of Home Pottery public company limited (HPT), has changed her securities holding. In this

Mrs. Wannee Chourkittisopon During 1 March 2021 to 21 March 2024, Mrs. Wannee Chourkittisopon, a director of Home Pottery public company limited (HPT), has changed her securities holding. In this

material to the change of price or the value of the share. Subsequently, Mrs. Malatee purchased LPN’s shares through her own securities trading account between 13 - 18 May 2020 in a manner inconsistent with

Mrs. Kanrawee Suphakitchanusan Mrs. Kanrawee Suphakitchanusan in collaboration with her brother-in-law (Mr. Pichet Supakijjanusan, who is the Directors of L.P.N. Development Public Company Limited

The Securities and Exchange Commission (SEC), with the reports from the Krungthai Bank PLC and the SEC’s further investigation, found that in November 2021 Saowarat had misappropriated her client

deposit cash into client's account. {A} also used client's account to trade securities on her own benefit with a view to obtaining commission. Her actions caused B2-3 million in damages to the client.{A

SEC probed into the case and found that her client had authorized her to sell securities in the client account during the client's overseas trip, if getting profit, while the client would make the

งานกำกับดูแลการปฏิบัติงาน ต้องติดตามการทำธุรกรรมที่เกี่ยวข้องกับหลักทรัพย์ในบัญชีดังกล่าว (watch list) และบัญชีรายชื่อ หลักทรัพย์ที่บริษัทหลักทรัพย์ต้องจำกัดการทำธุรกรรมที่เกี่ยวข้องกับหลักทรัพย์ในบัญชี