“Asset management companies can now submit an application for approval of SSF establishment from 3 February 2020 onwards. SEC will speed up the approval process. In this regard, investors should

records and its disclosure of liabilities in the financial statements as previously reported in the application for business rehabilitation. The results of the special audit must be disclosed within 30

Office of the Securities and Exchange Commission No. SorChor. 37/2551 Re: Application Form and Supporting Documents for Offer for Sale of Newly Issued Share Warrants and Underlying Shares By virtue of

Securities and Exchange Commission No. Sor Yor. 12/2548 Re: Application for Approval of Form and Terms of Derivatives Contracts Traded on Derivatives Exchange ______________________ Whereas the Derivatives Act

and application for bounty or gratuity, consideration on entitlement to obtain bounty, procedures for bounty and gratuity payment, proportion of bounty and gratuity and criteria for obtaining bounty and

that meet additional criteria. The draft revision aims to streamline the PO application procedures for the offeror who has no records of inappropriate corporate governance practices and whose shares are

borrowers, and remained vigilant on risks. Meanwhile, we mainly targeted borrowers with good track records or existing low-risk customers, while giving greater weight to digital lending. 2.2 Market Risk

(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator) Authority: the Office of the

(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (General Case) Authority: the Office of the Securities and Exchange Commission (public agency) Rules

applicant submits a complete application and required documents;  (2) Reducing a ban period for reapplying in the case where the application is withdrawn by the applicant, from six to three months;  (3