securities trading. In the case where it has a securities trading expenses or gain or loss from securities appraising, it shall adjust such items to demonstrate total. If total result in loss, it shall
adjustment of the warrant, the Company shall have to proceed to adjust the exercise price and the exercise ratio, throughout the maturity period of the warrant when the Company offers new allotment of ordinary
shall have to proceed to adjust the exercise price and the exercise ratio, throughout the maturity period of the warrant when the Company offers new allotment of ordinary shares to the existing
) System to prevent damages to private fund assets, as well as related information and documents, and controlling system for acquisition and disposition of private fund assets; (c) System for verification
) System for verification and reconciliation of private fund assets to ensure accuracy and completeness; (Translation) -4- (d) System for asset inventory demonstrating details and amount of private fund
จึงกำหนดมาตรฐานขั้นต่ำในการพิสูจน์ตัวตน เพื่อให้การรวบรวมและตรวจสอบข้อมูล หลักฐานของลูกค้า (identification และ verification) มีคุณภาพเพียงพอที่จะให้มั่นใจว่า 1) ลูกค้ามีตัวตนจริง มีเพียงคนเดียว 2) หลัก
Office; (3) calculate the market prices of derivatives held by a client including any profit or loss from positions on derivatives in order to adjust the margin value of the client at least at closing time
any profit or loss from positions on derivatives in order to adjust the margin value of the client at least at closing time of normal trading session of every business day; Calculation for the market
materially cut down sales expenses from the previous year in alignment with the drop in sales revenue. Nevertheless, some of the sales expenses took time to adjust and did not fully reflect the slowdown in