Criminal Fining Committee thus fined him 500,000 baht.Such fine penalty has caused him to possess untrustworthy characteristics of directors and executives of securities issuers and listed companies. The SEC

criminal complaint against {A} with the DSI for further legal proceedings.In this connection, {A} is deemed as having untrustworthy characteristics of a publicly held company director and executive

, filed a criminal complaint with the Department of Special Investigation (DSI) for further legal proceedings. As a result, Surasak is deeemed to possess untrustworthy characteristics and therefore banned

characteristics as follows: (1) having deficiency in legal competence or having been subject to any legal proceeding under the law governing capital market or having untrustworthy characteristics as specified by

>> Procedure for Incorrect Pricing   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act 2535   117 12/03/1992 16/05/1992    Contact The Securities and

company. This is to help prevent any deficiencies and mitigate the risk of issuing incorrect financial statements;Selecting auditors with quality and expertise by assessing audit quality aspect rather

the mutual fund needs to be dissolved. Division 3 Action to Take When an Investment Unit Value or Investment Unit Price is Incorrect ___________________ Clause 13 In this Division: “price compensation

provision of the Notification of the Office of the Securities and Exchange Commission concerning Determination of Untrustworthy Characteristics of Company Directors and Executives shall apply, mutatis

DSI for its consideration to take further legal action. The allegation shows that the accused are considered to be untrustworthy to perform duties as directors and executives of a securities issuing

are deemed as having untrustworthy characteristics of a publicly held company director and executive on the grounds that the SEC filed the criminal complaint against them which has caused the