protection instruments that allow women working in the informal economy to secure benefits as well as increasing the representation of women in the boardroom, politics and policy making” she said.  The

who were her close relatives and friends instead. In so doing, she secretly used her supervisor’s computer to change the names of the persons having the right to such IPO allocation. Consequently, the

that should be suitable for each type of investors. She also mentioned the public hearing process that the SEC is undertaking to enhance regulatory rules and supervision of bond market to protect

positions as specified by Section 89/4 and 89/6 of the SEA. In addition, he or she is deemed possessing prohibited characteristics of personnel in securities and derivatives businesses

Section 241 of the SEA in conjunction with Section 86 of the Penal Code. She agreed to enter the criminal fining process and paid a fine of 333,333.33 baht.  _____________________________ *TIES symbol

securities investment consultant for one month. Having considered that she had already been subject to one-month suspension imposed by her employer, the suspension imposed by the SEC is deemed to have been

of Section 243(1) in conjunction with Section 244 and Section 243(2) of the SEA, and Section 86 of the Penal Code. Consequently, she was fined at the amount of 333,333.33 baht.    

she has already been suspended by Finansia Syrus Securities Plc. for six months, the banning of her application is thus remained nine months, starting from April 11, 2013.

1-22, 2010. She had submitted trading reports via electronic channels and mobile phone to the client who accepted the transactions. Such trading had resulted in a 73,400 baht loss for which {D} paid

? Equity and Infrastructure Department, Corporate Finance ? Debt and Other Products Department and Accounting Supervision Department. # # # # # # Nataya Niyamanusorn joined the SEC since 1992. She has