futures trading, they should deal with companies that are licensed by the SEC only. Investors can view the licensee list at the SEC's website (www.sec.or.th) and report any suspicious activities or
(3) {K}, who neglected inspection and failed to comply with the bank's internal control system, causing the suspicious issues in the dishonest acts to evade inspection. The SEC has therefore banned the
suspicious trading behaviors of a UBS employee who was responsible for executing securities trading for or on behalf of its clients, all of which are institutional clients. According to the SEC findings
investment consultants not to submit inappropriate trading orders in a manner that inflates or manipulates share price. When investment consultants find that any client's order is suspicious, he or she must
) Pte. Ltd Company WICE Logistics (Singapore) Pte. Ltd Established date 5 January 2002 Head office 119 Airport Cargo Road, #02-03/04 Changi Cargo Agents Megaplex 1, Singapore Capital The company has a
Security Office, the Network and DC Firewall purchase contract for the project of Vayu- X for NTMX of Krungthai Computer Services Co. , Ltd. and the project of train tracking system development and cargo
air cargo management. For three months For the three-month periods ended March 31, 2018 and March 31, 2017, the Company and its subsidiaries recorded Baht 160.31 million and Baht 106.90 million, an
9 In the cases it appears to the SEC Office a fact causing any of the following suspicious grounds, the SEC Office may not grant an application for an offer for sale of structure notes: (1) the
Account. In the event that any other persons know and are able to log into Company Account, the SEC Office shall not be liable for any damage incurred in all cases; 5. Upon occurrence of any suspicious
investment solicitation and contact the Investment Scam Hotline if they have suspicious cases to report regarding persons, products or companies allegedly operating without license. The SEC will verify and