Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate

another person's trading account and arranging financial matter for such investor. As the employer has already put her on a three-month suspension, the SEC is suspending her for the remaining three months

ของบริษัทเป็นการชั่วคราวโดยขึ้นเครื่องหมาย SP (Trading Suspension) เนื่องจากมีการลงทุนในลักษณะเป็นการประกอบธุรกิจบริหารจัดการเงินลงทุน (investment company) เว้นแต่เป็นการออกตราสารหนี้ตามแผนฟื้นฟูกิจการ

>     - a civil monetary penalty of 8,000,000.00 Baht     - a suspension of digital assets and derivatives contracts related to digital assets trading

;   - a civil monetary penalty of 8,000,000.00 Baht     - a suspension of digital assets and derivatives contracts related to digital assets trading between 22

penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 6,000,000.00 Baht     - a suspension of digital

suspension of digital assets and derivatives contracts related to digital assets trading between 22/05/2023 and 21/09/2023     - a bar from serving as a director or executive in a

civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 25,000,000.00 Baht     - a suspension of

>     - a suspension of securities and derivatives trading between 11/11/2025 and 10/11/2030     - a bar from serving as a director or executive in a

benefit received from committing the offense in an amount of 852,061.00 Baht     - a civil monetary penalty of 1,778,091.50 Baht     - a suspension