determination of characteristics of bills deemed as securities. PP10 is therefore beyond the scope of the SEC’s supervision; 2. Further clarifying the description in the notification by 1) determining that
, or business operators under the supervision of SEC, to have awareness of operating business with good governance, social and environmental responsibilities and respect for human rights. The priority
, guidelines, service provider supervision, risk management, and business continuity measures. However, outsourcing does not discharge business operators from responsibility in the outsourced activities
Bangkok, October 31, 2012 - The SEC is seeking public comment on regulation on outsourcing in securities and derivatives businesses. The proposed regulation aims to standardize the supervision on
cases where service providers exchange digital assets in a manner that constitutes operating a business under Section 3 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) without a
Yooyuen, SEC Deputy Secretary-General and Spokesperson, said: “The SEC filed a criminal complaint against Bybit Fintech Limited (Bybit) on 22 December 2023* for operating a digital asset exchange business
operators and related persons as follows: (1) Seandar Inc. (or Seandar, Seandar Limited, Seandar Inc. Limited, Seandar (Asia) Ltd., Seandar Europe, Seandarfx) and Matthew Christensen for operating unlicensed
“ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to the
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7038 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7038 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset