In this workshop, the SEC, the TDO, and digital asset business operators joined forces with relevant agencies including the Bank of Thailand, the Cyber Crime Investigation Bureau, the Central
trading activities of one group of individuals. According to the SEC’s further investigation, there was sufficient evidence showing that on 7 and 17 November 2014 Thanadej, Naruedee, Nitis and Winyoo had
reference to analysis report.In the case of {A}, a client filed a complaint against her and the SEC's further investigation revealed that she had made decisions to purchase securities without the client's
Bangkok, May 18, 2016 ? The SEC has filed a criminal complaint with the Department of Special Investigation (DSI) against four manipulators of the price and trading volume of The Union Mosaic
Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of
Bond SUKUK Structured Debenture Common share (LiVEx) DR-Common share Depositary Receipt DR-Convertible debenture Depository Receipt Representing Foreign Securities NVDR Preferred share TDR TSR Warrant
addition to the allegation in June 2018, the SEC’s further investigation revealed that in 2017 seven directors and key executives of EARTH, namely, (1) Mr. Phisudhi Phihakendr; (2) Mr. Khajohnpong Khamdee