and the SET within specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 589,500 and a further fine of Baht 500 each day starting from the next day of prosecution date
sentenced the accused to pay a fine of Baht 60,000 and a further fine of Baht 1,000 each day for 279 days starting from April 1,2010 until January 4,2021 totally 279,000 Baht. The amount of total fine for the
financial statements for Q1/2019 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 60,000 and a further fine of Baht 1,000 each day for 279 days starting
. Clause 5 In case of submitting a registration statement and draft prospectus for an offer for sale of newly issued convertible securities, it shall be deemed that the registration statement and draft
Board has appointed (1) Kaisri Nuengsigkapian as SET governor for another term (2) Yothin Nerngchamnong and (3) Sasitorn Phongsathorn. The three governors serve a term of two years, starting from August
SEC Board has appointed (1) Sompol Kiatphaibool as SET governor for another term and (2) Supak Sivarak. Both governors serve a term of two years, starting from August 15, 2011.
case of a private placement), etc. - Specify other important details of the offer for sale of the securities, for example, the issuer (only in the case of the existing securities holders offering their
Listed companies may postpone the AGM holding based on their discretion; however, a written clarification of the reason for the postponement must be submitted to the registrar on a case-by-case
Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital