, providing correct and complete information for investment decision making, and disclosing information in the fund scheme and prospectus.The revision of the investment rules has undergone public consultation
provide easily and thoroughly assessable disclosure channels to investors as opposed to the previous requirement for specifically disclosing certain types of information at the companies’ office or the
principal, whose name has not been revealed, or an agent without disclosing the name of any person above in any action related to the derivatives trading account of such person. Furthermore, they must not
to protect the confidentiality of some types of information these entities share with them. To help achieve the objectives outlined in the IOSCO CRA Principles, which should be read in conjunction with
Exchange of Thailand (“SET”) in compliance with conditions of disclosing investment information, including information on asset acquisition transaction and related transactions as per the rules, regulations
infrastructure fund to investor under the following criteria: (1) disclosing in a report or document circulated to unitholders at least once a year; (2) disclosing on management company’s website. In this regard
been applied by most institutional investors, i.e., (1) managing conflicts of interest properly, and (2) disclosing voting policy and voting results. Five other core principles are (3) adopting a clear
Distribution of Newly Issued Shares and Share Warrants by Issuer
shares of NINE, at the price of not lower than Baht 2.62 per share. This is the average price of the NINE’s ordinary shares received by the Company, as appeared in No. 6, Expected benefits to the Company
have received from the SEC Office without disclosing them to any unauthorized persons. In any case, if the Username and the Password become known or used by any persons who do not have the authority or